-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Ix+A+jTkfi4At5V2vlvByOsrBqKrxdz/3gB6JnYD4SFs8B0L4LlLkamdL3wNHAQe GyF/d0AFoD+VC+6JKcnbjg== 0000927016-99-000286.txt : 19990205 0000927016-99-000286.hdr.sgml : 19990205 ACCESSION NUMBER: 0000927016-99-000286 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19990204 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CAMBRIDGE HEART INC CENTRAL INDEX KEY: 0000913443 STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845] IRS NUMBER: 133679946 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-46607 FILM NUMBER: 99520909 BUSINESS ADDRESS: STREET 1: ONE OAK PARK DR CITY: BEDFORD STATE: MA ZIP: 01730 BUSINESS PHONE: 7812711200 MAIL ADDRESS: STREET 1: ONE OAK PARK DR CITY: BEDFORD STATE: MA ZIP: 01730 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: COHEN DR RICHARD J CENTRAL INDEX KEY: 0001033473 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: C/O CAMBRIDGE HART INC STREET 2: ONE OAK PARK DR CITY: BEDFORD STATE: MA ZIP: 01730 BUSINESS PHONE: 6172711200 MAIL ADDRESS: STREET 1: C/O CAMBRIDGE HART INC STREET 2: ONE OAK PARK DR CITY: BEDFORD STATE: MA ZIP: 01730 SC 13G/A 1 SCHEDULE 13G/A SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 _____________________ SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b) AND (c) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (Amendment No. 2) Cambridge Heart, Inc. --------------------- (Name of Issuer) Common Stock, par value $.001 per share --------------------------------------- (Title of Class of Securities) 131910101 (CUSIP Number) SCHEDULE 13G CUSIP NO. 131910101 PAGE 2 OF 6 - ------------------------------------------------------------------------------ NAMES OF REPORTING PERSONS. 1 I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY). Dr. Richard J. Cohen - ------------------------------------------------------------------------------ CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) 2 (a) [_] (b) [_] - ------------------------------------------------------------------------------ SEC USE ONLY 3 - ------------------------------------------------------------------------------ CITIZENSHIP OR PLACE OF ORGANIZATION 4 United States of America - ------------------------------------------------------------------------------ SOLE VOTING POWER 5 1,315,385 shares (includes 6,000 shares of Common Stock issuable to Dr Cohen within 60 days of December NUMBER OF 31, 1998 upon the exercise of stock options) SHARES ----------------------------------------------------------- SHARED VOTING POWER BENEFICIALLY 6 No shares OWNED BY ----------------------------------------------------------- EACH SOLE DISPOSITIVE POWER 7 REPORTING 1,315,385 shares (includes 6,000 shares of Common Stock issuable to Dr. Cohen within 60 days of PERSON December 31, 1998 upon the exercise of stock options) WITH ----------------------------------------------------------- SHARED DISPOSITIVE POWER 8 No shares - ------------------------------------------------------------------------------ AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 9 1,315,385 shares (includes 6,000 shares of Common Stock issuable to Dr. Cohen within 60 days of December 31, 1998 upon the exercise of stock options) - ------------------------------------------------------------------------------ CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES 10 (SEE INSTRUCTIONS) [_] Not Applicable - ------------------------------------------------------------------------------ PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 11 12.1% - ------------------------------------------------------------------------------ TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) 12 IN - ------------------------------------------------------------------------------ CUSIP NO. 131910101 PAGE 3 OF 6 SCHEDULE 13G Item 1(a). Name of Issuer: Cambridge Heart, Inc. Item 1(b). Address of Issuer's Principal Executive Offices: One Oak Park Drive Bedford, MA 01730 Item 2(a). Name of Person Filing Dr. Richard J. Cohen Item 2(b). Address of Principal Business Office or, if none, Residence Massachusetts Institute of Technology 45 Carlton Street Room E25-335A Cambridge, MA 02139 Item 2(c). Citizenship United States of America Item 2(d). Title of Class of Securities Common Stock, par value $.001 per share Item 2(e). CUSIP Number 131910101 CUSIP NO. 131910101 PAGE 4 OF 6 Item 3: Not Applicable Item 4. Ownership: (a) Amount beneficially owned: 1,315,385 shares (includes 6,000 shares of Common Stock issuable to Dr. Cohen within 60 days of December 31, 1998 upon the exercise of stock options) (b) Percent of class: 12.1% (c) Number of shares as to which the person has: (i) Sole power to vote or to direct the vote 1,315,385 shares (includes 6,000 shares of Common Stock issuable to Dr. Cohen within 60 days of December 31, 1998 upon the exercise of stock options) (ii) Shared power to vote or to direct the vote No shares (iii) Sole power to dispose or to direct the disposition of 1,315,385 shares (includes 6,000 shares of Common Stock issuable to Dr. Cohen within 60 days of December 31, 1998 upon the exercise of stock options) (iv) Shared power to dispose or to direct the disposition of No shares CUSIP NO. 131910101 PAGE 5 OF 6 Item 5. Ownership of Five Percent or Less of a Class: Not applicable Item 6. Ownership of More than Five Percent on Behalf of Another Person. Not applicable Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company. Not applicable Item 8. Identification and Classification of Members of the Group. Not applicable Item 9. Notice of Dissolution of a Group Not applicable Item 10. Certification Not applicable CUSIP NO. 131910101 PAGE 6 OF 6 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. February 1, 1999 ---------------- Date /s/ Richard J. Cohen -------------------- Dr. Richard J. Cohen -----END PRIVACY-ENHANCED MESSAGE-----